The Dirac–Hestenes Equation and Spacetime Algebra in Biquaternionic Form
Introduction
Spacetime algebra (STA) is the real Clifford algebra $\mathrm{Cl}_{1,3}(\mathbb R)$ of Minkowski space, used by David Hestenes and others as a coordinate-free and matrix-free language for relativistic physics. In STA the Dirac equation becomes a single equation for a multivector field,
$$ \nabla\psi\, I\sigma_3 - eA\psi = m\psi\gamma_0 , $$
in which $\nabla = \gamma^\mu\partial_\mu$ is the spacetime vector derivative, $\psi$ is a spinor — an even-graded multivector — $I$ is the pseudoscalar, $\sigma_3$ a fixed bivector, and $\gamma_0$ a fixed timelike vector. The equation is a real equation: no complex numbers are introduced, no Dirac matrices are used, and the imaginary unit of the matrix theory is replaced by the geometric pseudoscalar. Hestenes reads $\psi$ as a Lorentz rotor times a density, so that the Dirac spinor's eight real components are the six parameters of a Lorentz transformation plus a density and an angle; the electron's spin is a geometric rotation, and the current is a geometric vector.
The connection to the biquaternion framework is closer than for any other topic in this series, and it is worth stating precisely at the outset. The even subalgebra of the spacetime algebra is, as a real algebra, the biquaternion algebra $\mathbb{B} = \mathbb{C}\otimes_\mathbb{R}\mathbb H$ of the companion articles. The Dirac–Hestenes spinor $\psi$ is an even multivector; it is a biquaternion, with the same eight real components as the framework's field. Moreover the STA pseudoscalar $I$ commutes with every even element and squares to $-1$, so it is exactly the central imaginary unit $i$ of $\mathbb B$. The Dirac–Hestenes equation and the framework's equation are therefore two readings of the same algebra, and this article identifies where they agree and where they do not.
What this buys the framework is a sharper statement of one of its open questions. The Dirac–Hestenes equation is not written with left multiplication alone: the terms $\psi I\sigma_3$ and $m\psi\gamma_0$ multiply the spinor on the right, by a fixed bivector and by the fixed Clifford-odd vector $\gamma_0$. The companion article on minimal coupling records, as an unresolved choice, whether the framework's matter field sits with the gradient on the left or on the right, and records that the conserved current needs a Clifford-odd $\gamma^0$. The Dirac–Hestenes equation is the standard formulation in which exactly that structure is explicit. This article does not resolve the framework's choice; it exhibits the formulation in which the choice is forced.
The article is organised as follows. The next section introduces the spacetime algebra. The third states the Dirac–Hestenes equation and reduces it to the matrix Dirac equation. The fourth treats the spinor and its observables. The fifth treats the symmetries and the zitterbewegung reading. The sixth works out the relation to the biquaternion framework in detail. The closing sections are the open questions, the summary, the notation table and the literature.
Spacetime Algebra
The algebra and its grades
The spacetime algebra is the real Clifford algebra generated by four vectors $\gamma_\mu$ with
$$ \gamma_\mu\gamma_\nu + \gamma_\nu\gamma_\mu = 2\eta_{\mu\nu}, \qquad \eta = \mathrm{diag}(+,-,-,-), $$
so that $\gamma_0^2 = +1$ and $\gamma_k^2 = -1$. It is $\mathrm{Cl}_{1,3}(\mathbb R)$, the same algebra as the Dirac gamma matrices generate over the reals; the matrix representation is a convenience, not part of the structure. A general element is a multivector with components of grades zero to four:
| Grade | Elements | Count |
|---|---|---|
| $0$ | scalar | $1$ |
| $1$ | vectors $\gamma_\mu$ | $4$ |
| $2$ | bivectors $\gamma_\mu\gamma_\nu$ | $6$ |
| $3$ | trivectors $I\gamma_\mu$ | $4$ |
| $4$ | pseudoscalar $I = \gamma_0\gamma_1\gamma_2\gamma_3$ | $1$ |
The pseudoscalar satisfies $I^2 = -1$ and commutes with every even-grade element while anticommuting with every odd-grade one. That single fact is what allows the matrix theory's imaginary unit to be replaced by a geometric object: on the even part, $I$ behaves as a commuting $i$.
The even subalgebra and the spinor
The even-graded elements — scalars, bivectors, pseudoscalar — form a subalgebra isomorphic to $\mathrm{Cl}_{3,0}(\mathbb R)$, the Pauli algebra, which as a real algebra is $\mathbb C\otimes_\mathbb R\mathbb H$. This is the biquaternion algebra of the framework. A spinor in STA is an even multivector,
$$ \psi = \psi_0 + \psi_{\mu\nu}\gamma_\mu\gamma_\nu + \psi_4 I , $$
with eight real components, and the fixed bivectors $\sigma_k = \gamma_k\gamma_0$ (for $k=1,2,3$) are the STA representatives of the Pauli vectors, with $I\sigma_k$ their duals.
The Dirac Equation in Spacetime Algebra
The equation
Hestenes' form of the Dirac equation for an electron in an electromagnetic four-potential $A = A_\mu\gamma^\mu$ is
$$ \nabla\psi\, I\sigma_3 - eA\psi = m\psi\gamma_0 , $$
with $\nabla = \gamma^\mu\partial_\mu$, a fixed spin plane $I\sigma_3$, and the mass term multiplying on the right by $\gamma_0$. Each term is odd-graded, as it must be, since the vector derivative, the potential and the $\gamma_0$ are all vectors, and $\psi$ is even. The equation is manifestly covariant under Lorentz transformations, which act by $\psi\mapsto R\psi$ with $R$ a rotor ($R\tilde R = 1$), and it is written in the algebra rather than in a matrix representation.
Reduction to the matrix equation
The matrix Dirac equation,
$$ \hat\gamma^\mu\left(i\partial_\mu - eA_\mu\right)|\psi\rangle = m|\psi\rangle , $$
is recovered from the STA equation by mapping the spinor's upper and lower components to the even multivector through $\psi = \psi_U + \psi_L\sigma_3$, and by representing the algebra's elements by the Dirac matrices. The geometric pseudoscalar $I$ becomes the matrix $i$; the fixed vector $\gamma_0$ becomes the Dirac matrix $\gamma^0$; and the right multiplication by $I\sigma_3$ becomes the chirality structure of the matrix equation. The two formulations are exactly equivalent, and the STA version has the advantage that every object in it — the spin density, the current, the rotation — has a geometric meaning.
The Spinor and Its Observables
The decomposition of the spinor
Hestenes decomposes a general Dirac spinor as
$$ \psi = R\left(\rho e^{i\beta}\right)^{1/2}, $$
where $R$ is a unimodular even multivector — a rotor, i.e. a Lorentz transformation — $\rho\ge0$ is a scalar density, and $\beta$ is a scalar angle (the Yvon–Takabayasi angle, zero for a pure electron state). The counting is exact: $R$ has the six parameters of a Lorentz transformation, $\rho$ and $\beta$ add two, giving eight real components, the dimension of a Dirac spinor. The physical reading is that the electron's spin and its kinematic frame are rotations in spacetime, and the density is a probability density.
The current and the bilinears
The Dirac current is the geometric vector
$$ J^\mu = \bar\psi\,\gamma^\mu\psi , \qquad \bar\psi = \psi^\dagger\gamma_0 , $$
equivalently $J = \psi\gamma_0\tilde\psi$ in the rotor normalisation. It is a future-pointing timelike vector built from the spinor, and its time component is the probability density. The remaining bilinear covariants — the axial current, the magnetisation and the scalar and pseudoscalar densities — are similarly geometric multivectors of definite grade. The framework's statement that the conserved current is the material-sector object $\tilde J\in\mathbb M_-$ is the algebra-level counterpart: the current is a specific real vector built from the field and a fixed Clifford-odd element.
Symmetries and the Zitterbewegung Reading
Local phase symmetry
The STA Dirac equation is invariant under
$$ \psi \;\mapsto\; \psi\,e^{\alpha(x)\,I\sigma_3}, \qquad eA \;\mapsto\; eA - \nabla\alpha(x) , $$
a right multiplication by the phase rotor, accompanied by the gauge transformation of the potential. This is the STA face of the local $U(1)$ that the framework's minimal-coupling article localizes in the centre; note again that the phase acts on the right of the spinor.
The discrete symmetries
The parity, charge-conjugation and time-reversal transformations act on the STA spinor as
$$ \hat P:\;\psi \mapsto \gamma_0\,\psi(\gamma_0x\gamma_0)\,\gamma_0, \qquad \hat C:\;\psi \mapsto \psi\sigma_1, \qquad \hat T:\;\psi \mapsto I\gamma_0\,\psi(\gamma_0x\gamma_0)\,\gamma_1 . $$
Charge conjugation is the simplest: a right multiplication by the fixed bivector $\sigma_1$. Each transform is an involution built from fixed Clifford elements, and each is visibly a conjugation or a fixed sandwich — the same class of operations the framework's conjugation articles use.
Zitterbewegung
Hestenes' reading of the Dirac equation interprets the spinor's rotation as a physical rotation of a local frame, and the rapid oscillatory motion of a relativistic wave packet — zitterbewegung — as the rotation of the electron's frame along its world line. The interpretation has been extended into a framework for locally varying vector- and scalar-valued observables. The framework's own companion article Zitterbewegung in Biquaternionic Form treats the same effect algebraically, via the structure of the velocity operator; the STA reading is the geometric counterpart, and the two share the observation that the oscillating quantity is a rotation.
Relation to the Biquaternion Framework
The eight-component match
The correspondence begins with a dimension count that is exact, not approximate. An even multivector of $\mathrm{Cl}_{1,3}$ has eight real components, and $\mathrm{Cl}_{1,3}^{+}\cong\mathbb C\otimes_\mathbb R\mathbb H$; the biquaternion field of the framework also has eight real components. The Dirac–Hestenes spinor $\psi$ is therefore an element of the biquaternion algebra, and the framework's field is the same object. This is the strongest correspondence in the series: not a transcription of coefficients, but an identity of the underlying real algebra.
The two imaginaries are one
The framework carries a central imaginary unit $i$, written explicitly in its basis $e_0=1,e_1,e_2,e_3$ with $i$ commuting with everything. The STA carries the pseudoscalar $I = \gamma_0\gamma_1\gamma_2\gamma_3$, with $I^2=-1$. On the even subalgebra — which is where the spinor lives — $I$ commutes with every element, and so it is a central imaginary unit. The framework's $i$ and the STA's $I$ are therefore not two different objects but the same one, seen from the two conventions. This also explains why the framework's complexification is natural rather than an extraneous addition: the $i$ was always geometric.
The Clifford-odd $\gamma_0$ and the right action
The two places where the Dirac–Hestenes equation differs in shape from the framework's equation are the two places the companion articles flag as subtle.
First, the equation is not a pure left-action equation. The terms $\psi I\sigma_3$ and $m\psi\gamma_0$ multiply the spinor on the right by fixed Clifford elements. The corpus's framework equation is written in terms of the gradient acting on the left, and the minimal-coupling article records the left-action and right-action constructions as two consistent covariant options whose choice is an unresolved matter representation. The Dirac–Hestenes equation is a standard formulation in which the right action is essential, and the fixed element that does the multiplying is $\gamma_0$, which selects a rest frame.
Second, the mass term uses the Clifford-odd vector $\gamma_0$; the framework's mass is the linear chirality-off-diagonal pair of terms derived from the gradient and the conjugate gradient, and the minimal-coupling article notes that the conserved current requires a Clifford-odd $\gamma^0$ that a pure biquaternion product does not supply. In the STA form the odd element is explicit and unavoidable: $m\psi\gamma_0$ is odd because $\gamma_0$ is odd, and the current $J^\mu=\bar\psi\gamma^\mu\psi$ carries the same $\gamma_0$ in the Dirac adjoint. The framework's observation and the STA structure are the same statement in two languages.
What the framework does not gain
The Dirac–Hestenes equation is an equivalent rewriting of the Dirac equation. It is real, matrix-free and geometric, and those are real advantages of exposition and interpretation; they are not new physics. In particular it neither resolves the framework's left-versus-right representation question nor supplies an empirical prediction. It does, however, tell the framework what the answer to that question looks like in the standard formulation, and it identifies the pseudoscalar with the central imaginary unit, which is a clarifying rather than a predictive result.
The Algebra of Physical Space and the Spacetime Algebra, Compared
The biquaternion framework is one of two readings of the same even algebra, and the other reading — the algebra of physical space of Baylis (Relativity in Introductory Physics, §VI; Paravectors and the Geometry of Spacetime) — is worth setting beside the spacetime algebra here, because the comparison is the reason the series prefers the smaller algebra.
Both are $\mathrm{Cl}_{3,0}$, the even subalgebra of $\mathrm{Cl}_{1,3}$, and both therefore have eight real independent elements against the sixteen of the full spacetime algebra. The generator identifications are
$$ \sigma_k \;\longleftrightarrow\; \gamma_{k}\gamma_{0} \;(\text{bivectors of STA}), \qquad i = \sigma_1\sigma_2\sigma_3 \;\longleftrightarrow\; \pm I = \pm\gamma_0\gamma_1\gamma_2\gamma_3 , $$
the sign in the second identification being the convention of the $\gamma$-ordering; it is fixed once and for all by the first. Thus the three vectors of the algebra of physical space are the three timelike–spacelike planes of the spacetime algebra, and the pseudoscalar is the same element up to that sign. This is the algebraic content of the corpus's statement that the biquaternion algebra is the even subalgebra of $\mathrm{Cl}_{1,3}$.
Two structural differences follow. First, the volume element. In the algebra of physical space $i$ is the pseudoscalar, and because the underlying dimension is odd it is central: it commutes with the vectors $\sigma_k$ as well as with the bivectors, so it can be treated as the scalar imaginary of a complexification and the algebra is literally $\mathbb C\otimes_\mathbb R\mathbb H$. In the spacetime algebra the pseudoscalar $I$ commutes with the even elements but anticommutes with the four vectors $\gamma_\mu$; on the spinor (even) subalgebra it too is a central imaginary unit, but on the full algebra it is an oriented volume element rather than a scalar imaginary, and this is why the spacetime algebra is normally presented as a real algebra where the complex structure appears only on restriction. Second, the presentation. The spacetime algebra is usually developed through the outer product and the grade decomposition of its sixteen dimensions; the algebra of physical space works with the geometric product alone, the outer product being the bivector part of a product and the duality being multiplication by $i$, so that no separate exterior calculus has to be carried.
The compensating cost and gain. The algebra of physical space needs the extra Clifford conjugate $p\mapsto \bar p$ to express the Minkowski form of a paravector, which the spacetime algebra gets from its indefinite signature directly. In exchange it gives the paravector identity $p\bar p = p_0^2-\mathbf p^2$ inside a definite algebra, and with it a metric relation that the spacetime algebra cannot state in the same way: the measured (Euclidean) length of a displacement on a spacetime diagram is the modulus of the paravector, while the Minkowski length is the same modulus combined with a hyperbolic angle read off from the diagram — the source's §III.C result. The series uses the biquaternion algebra, which is the algebra of physical space with the generators squared to $-1$; the comparison above is the whole of the difference between them.
The space Clifford formulation and the equivalence of the three
The STA formulation is one of three equivalent real rewritings of Dirac theory that the series now records. The third is the space Clifford formulation of Daviau, which writes the equation for a general element $\varphi$ of the Pauli algebra $\mathcal P\cong M_2(\mathbb C)$ as
$$ \nabla\varphi\,i\sigma_1 = m\varphi^{*}+qA\varphi , $$
with a cyclically permuted gradient, the star conjugation $\varphi^{*}=\sigma_2\bar\varphi\sigma_2$, and the algebra acting on the spinor from both sides. The three formulations are related by the sign of the mass, a cyclic relabelling of the space directions, and the star; and the star is the corpus's complex conjugation $\bar{\cdot}$ under the identification of the Pauli algebra with $\mathbb B$. In particular the Dirac–Hestenes equation is Parra's option $\{2\}$ and the Daviau equation is Parra's option $\{1\}$, two of the four inequivalent sign conventions of one equation, permuted by the discrete group $\Gamma_{1,3}/\Gamma^+_{1,3}$. The details, the dictionary and the equivalence are in the two companion articles.
Open Questions
-
Which ideal? The framework's two minimal left ideals are its left and right Weyl spinors. In STA a minimal ideal is selected by an idempotent built from a fixed null or timelike vector, and the Dirac–Hestenes equation uses $\gamma_0$ explicitly. Does the framework's choice of ideal correspond to the standard choice of $\gamma_0$, or to a different fixed vector?
-
The right action. If the physical Dirac field is the STA spinor, then the framework's equation must be rewritten to act on the right for the mass and phase terms. What, algebraically, distinguishes the left from the right action here, and does the framework's sector split select one?
-
The rotor decomposition. Hestenes' $\psi = R(\rho e^{i\beta})^{1/2}$ singles out a rotor and a density as the physical content. Does the framework's field admit the same decomposition, and does its norm $N(\tilde Q)$ play the role of the density $\rho$?
-
Charge conjugation as $\sigma_1$. In STA, $C$ is a right multiplication by a fixed bivector. The framework's conjugation articles build charge conjugation from the real structure $\flat$. Are the two the same operation in different normalisations?
-
Zitterbewegung. The two interpretations — the algebraic one of the framework's zitterbewegung article and the geometric rotor one of STA — should be compared directly; the corpus does not yet contain the comparison.
-
Empirical contact. As everywhere, an equivalent rewriting carries no prediction. The question is whether the identification of $i$ with $I$ lets the framework import any of STA's structural results, and if so whether any of them is testable.
Summary
Spacetime algebra is the real Clifford algebra $\mathrm{Cl}_{1,3}(\mathbb R)$ of Minkowski space, and the Dirac–Hestenes equation $\nabla\psi I\sigma_3 - eA\psi = m\psi\gamma_0$ is the Dirac equation rewritten in it as a single real equation for an even multivector spinor. The spinor has eight real components; it decomposes as $\psi = R(\rho e^{i\beta})^{1/2}$ into a Lorentz rotor, a density and an angle; and the current is the geometric vector $J^\mu = \bar\psi\gamma^\mu\psi$. The matrix theory is recovered by mapping the even multivector to the spinor components and the pseudoscalar to $i$.
The correspondence with the biquaternion framework is the closest in this series and is exact at the level of the algebra: the even subalgebra of $\mathrm{Cl}_{1,3}$ is the biquaternion algebra $\mathbb C\otimes_\mathbb R\mathbb H$, so the Dirac–Hestenes spinor is a biquaternion with the framework's eight real components; and the STA pseudoscalar $I$, which commutes with all even elements and squares to $-1$, is the framework's central unit $i$. The equation's two characteristic features — the right action on the spinor by $I\sigma_3$ and the Clifford-odd $\gamma_0$ in the mass and the current — are exactly the structures the framework's companion articles flag as subtle, the left-versus-right matter representation and the odd element the current requires. The Dirac–Hestenes equation is an equivalent rewriting and carries no new prediction, but it is the standard formulation in which the framework's open structural questions are already answered in the language of the full spacetime algebra.
Summary of Notation
| Symbol | Meaning |
|---|---|
| $\mathrm{Cl}_{1,3}(\mathbb R)$ | Spacetime algebra, $\gamma_0^2=+1$, $\gamma_k^2=-1$ |
| $I = \gamma_0\gamma_1\gamma_2\gamma_3$ | Pseudoscalar; $I^2=-1$, central on the even part |
| $\sigma_k = \gamma_k\gamma_0$ | STA Pauli bivectors |
| $\nabla = \gamma^\mu\partial_\mu$ | Spacetime vector derivative |
| $\psi$ | Dirac–Hestenes spinor, an even multivector |
| $\psi = R(\rho e^{i\beta})^{1/2}$ | Rotor, density and angle decomposition |
| $I\sigma_3$ | Fixed spin plane appearing on the right of the equation |
| $\gamma_0$ | Fixed timelike, Clifford-odd vector; mass and adjoint |
| $J^\mu = \bar\psi\gamma^\mu\psi$ | Dirac current, $\bar\psi=\psi^\dagger\gamma_0$ |
| $\mathbb B = \mathbb C\otimes_\mathbb R\mathbb H$ | Biquaternion algebra $=$ even subalgebra of $\mathrm{Cl}_{1,3}$ |
| $i$ | Framework's central imaginary unit; the STA pseudoscalar $I$ |
Further Reading
- D. Hestenes, Space–Time Algebra (Gordon and Breach, 1966; reprinted Birkhäuser, 2015), for the original formulation.
- D. Hestenes, "Real spinor fields," Journal of Mathematical Physics 8 (1967) 798–808, for the spinor and its observables.
- C. Doran and A. Lasenby, Geometric Algebra for Physicists (Cambridge University Press, 2003), chapters 8 and 9, for the Dirac equation in STA and the spinor.
- C. Doran, A. Lasenby, S. Gull and S. Somaroo, "Spacetime algebra and electron physics," Advances in Imaging and Electron Physics 95 (1996) 271–386, for the systematic treatment.
- S. Gull, A. Lasenby and C. Doran, "Imaginary numbers are not real — the geometric algebra of spacetime," Foundations of Physics 23 (1993) 1175–1201, for the pedagogic account of the pseudoscalar and the imaginary unit.
- D. Hestenes, "Zitterbewegung in quantum mechanics," Foundations of Physics 40 (2010) 1–54, for the rotor interpretation of the oscillatory motion.
- W. E. Baylis (ed.), Clifford (Geometric) Algebras with Applications in Physics, Mathematics and Engineering (Birkhäuser, 1996), for the broader context.
- B. Fauser, "On the equivalence of Daviau's space Clifford algebraic, Hestenes' and Parra's formulations of (real) Dirac theory," arXiv:hep-th/9908200, 1999, for the equivalence of this formulation with the space Clifford and Parra formulations used in the new subsection above.
- The companion articles of this series: The Dirac Equation in Biquaternionic Form, The Daviau Map and the Space Clifford Formulation of the Dirac Equation, Parra's Four Options of the Dirac Equation and the Discrete Symmetries, Zitterbewegung in Biquaternionic Form, The Minimal Coupling of the Biquaternion Dirac Field to Electromagnetism, The CPT Theorem in Biquaternionic Form, and The Dirac–Kähler Equation.